Vice President / Senior Associate - Client On-Boarding｜ 副總裁/高級助理 - 客戶開戶

Responsibilities • Handle new client on-boarding process.
• Follow up documentations to perform COB/ Client Due Diligence/KYC checking/AML screening.
• Handle FATCA/MiFID II related tasks.
• Coordinate with internal parties to ensure smooth delivery of services.
• Prepare & Review key operation procedures
• Ensure all control measures are in compliance with the Company’s guidelines and the code of conduct from regulatory bodies
• Participate in project and User Acceptance Test (UAT) of system development
• Handle ad-hoc projects

工作内容 處理新的客戶入職流程。
跟進文件和執行COB /Client Due Diligence/ KYC checking/ AML screening。
處理相關FATCA / MiFID II 的工作
與內部協調，確保服務的順利進行
準備和檢查主要的營運程序
確保所有控制措施符合公司的指導原則和監管機構的準則
參與項目和UAT系統用戶驗收測試
處理臨時項目

Requirements• Degree Holder in Business, Finance or related discipline, with 8 years relevant experience;
• Relevant experience in COB/CDD/KYC/AML in investment and securities business is a must;
• Sound knowledge of local and regional rules and regulations for financial institution;
• Proficient in English and Chinese including Mandarin, with strong knowledge of MS Office applications;
• Independent, self-initiative and good interpersonal skills

要求 具有商業，金融或相關學科學位及8年相關經驗;
必須在投資和證券業務方面具有COB / CDD / KYC / AML的相關經驗
熟悉金融機構的地方和區域規條及制度;
精通英文,中文和普通話及熟悉應用MS Office
具有獨立，主動及良好的人際交往能力